Horter investment advisors

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August undefined, 2024

WebOct 8, 2024 · Horter Investment Management, LLC and Drew K. Horter, Respondents. DIVISION OF ENFORCEMENT’S MOTION FOR PROTECTIVE ORDER ... Proceedings Pursuant to Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940 (the “OIP”). See 17 C.F.R. § 201.230. However, many of these Investigative Record WebWith over 29 years of investment management experience, Drew Horter has extensive industry knowledge as a registered investment advisor. Having held FINRA Securities …

Horter Investment Management Expands Advisor Support, Adding ...

WebSecurities transactions for Horter Investment Management clients are placed through E*TRADE Advisor Services, TD Ameritrade and Nationwide Advisory Solutions. Your investment advisor may recommend third-party money managers who utilize investment strategies designed to minimize portfolio volatility and reduce the risk of declines in … WebMar 14, 2024 · Horter Investment Management, registered in 2007, serves 52 state (s) with a licensed staff of 46 advisors. Horter Investment Management manages $354.3 million … purell moist towelettes

Horter Marketplace - Horter Investment

WebOct 10, 2024 · Horter Investment Management, LLC, is a Cincinnati-based Registered Investment Advisor Firm, with over 40 investment advisor representatives and relationships with over 30 independent advisory ... WebInvestment Advisor Representatives of Horter Investment Management may only conduct business with residents of the states and jurisdictions in which they are properly registered or exempt from registration requirements. Insurance and annuity products are sold separately through Horter Financial Strategies, LLC. Securities transactions for ... Web1. Horter Investment, a registered investment adviser, and Drew Horter, Horter Investment’s founder and CEO, failed reasonably to supervise Kimm Hannan, an Investment Adviser … purell lotion hand sanitizer

Michael Watkins Financial Advisor - Horter Investment …

Horter investment advisors

Jeff Schmidt - Director of Business Development - Horter Investment …

WebDrew K. Horter is the President and Founder of Horter Investment Management, LLC. Mr. Horter has extensive industry knowledge as an … WebAug 8, 2024 · Horter Investment Management, LLC, is a Cincinnati -based Registered Investment Advisor Firm, with over 50 investment advisor representatives and …

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WebDirector of Business Development. Jan 2024 - Present3 years 4 months. Cincinnati, Ohio, United States. I'm responsible for overseeing all phases of recruiting and new advisor … WebJul 14, 2024 · CINCINNATI , July 14, 2024 /PRNewswire/ -- Horter Investment Management, LLC (HIM), a registered investment advisory firm with 50 investment advisor representatives and relationships with...

WebApr 1, 2024 · Horter Investment Management, LLC is a registered investment business that has its headquarters in Oldsmar, Florida. The investment advisory business has offices in 51 locations and a total of 66 people on staff. WebInvestment Advisor Representatives of Horter Investment Management may only conduct business with residents of the states and jurisdictions in which they are properly …

Webinvestment advisor, and that Horter is HIM’s founder and CEO. Answering further, Respondents OS Received 10/06/2024. 2 4844-1146-7004.4 admit that Kimm Hannan (“Hannan”) was once an investment advisor representative (“IAR”) registered with HIM. Respondents deny the remaining allegations of Paragraph 1. WebApr 1, 2024 · Horter Investment Management, LLC is a registered investment business based in Walnut Creek, California. The investment advisory business has offices in 51 …

WebFind an Advisor or call us now at 1-888-467-5419 About this Advisor Barry Bayles is a financial advisor working out of Owatonna, Minnesota, with 19 years of experience as a financial advisor. Bayles works at Horter Investment Management, LLC.

WebInvestment advisory services offered through Horter Investment Management, LLC, a SEC-Registered Investment Advisor. Horter Investment Management does not provide legal or tax advice. purell non alcohol af607 instructionsWebFind an Advisor or call us now at 1-888-467-5419 About this Advisor Michael Prendergast is a financial advisor based out of Clearwater, Florida, who has been in the advisory business for 18 years. Prendergast is on the advisory team at Horter Investment Management, LLC. section 313 ndaaWebAug 8, 2024 · CINCINNATI, Aug. 8, 2024 /PRNewswire/ -- Horter Investment Management, LLC (HIM), a registered investment advisory firm with 50 investment advisor representatives and relationships with... section 314 corporations actWebAbout. I am currently working as a Data Analyst and Orion Advisor Tech Specialist and for Horter Investment Management, LLC. I have over 15 … purell mild foam soapWebDrew K. Horter is the President and Founder of Horter Investment Management, LLC. Mr. Horter has extensive industry knowledge as an … purell mint hand sanitizerWebThe Commission alleges that Horter Investment, a registered investment adviser, and Drew Horter, Horter Investment's founder and CEO, failed reasonably to supervise Kimm Hannan, an Investment Adviser Representative ("IAR") with Horter Investment. section 3134 c 3 cWebpenalties would be a strong deterrent to registered investment advisers and supervisors, like HIM and Horter, from failing reasonably to supervise investment adviser representatives. Having established that civil penalties are in the public interest, the remaining question is the appropriate penalty tier and amount. section 3134 c 3 c ii